SEC Form 4 · accession 0001212545-16-000248
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Marshall
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2016 | M | 5,000 | $7.61 | A | 56,846 | D | |
| Common Stock | holding | — | — | — | 515,404 | I | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 89,000 | I | The Todd Marshall Revocable Trust UAD 4/1/03 | |
| Common Stock | holding | — | — | — | 15,949 | I | Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust | |
| Common Stock | holding | — | — | — | 6,570 | I | Alexis V. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 6,570 | I | Jessica L. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 153,826 | I | The Arthur Marshall Family 1993 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 30,000 | I | The J&A Educational Family LP No. 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.61 | Jan 22, 2016 | M | 5,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 5,000 | 0 | D |