SEC Form 4 · accession 0001212545-16-000246
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E D V M Nave
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | M | 5,000 | $7.61 | A | 253,376 | D | |
| Common StockF1 | holding | — | — | — | 176,110 | I | Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.61 | Jan 19, 2016 | M | 5,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The reporting person no longer has a reportable beneficial interest in 125,818 shares of common stock owned by his daughter and included in the reporting person's prior ownership reports.