SEC Form 4 · accession 0001212545-16-000241
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Boyd Johnson
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | M | 5,000 | $7.61 | A | 18,081 | D | |
| Common Stock | holding | — | — | — | 275,948 | I | The Marianne E. Boyd Trust, dated January 9, 2007 | |
| Common Stock | holding | — | — | — | 178,796 | I | BG-05 Limited Partnership | |
| Common Stock | holding | — | — | — | 38,572 | I | Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 38,571 | I | William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005 | |
| Common Stock | holding | — | — | — | 38,571 | I | Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.61 | Jan 15, 2016 | M | 5,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 5,000 | 0 | D |