SEC Form 4 · accession 0001212545-15-000222
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Marshall
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | S | 30,000 | $38.4032 | D | 515,404 | I | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
| Common Stock | holding | — | — | — | 51,846 | D | ||
| Common Stock | holding | — | — | — | 153,826 | I | The Arthur Marshall Family 1993 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 15,949 | I | Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 | |
| Common Stock | holding | — | — | — | 30,000 | I | The J&A Educational Family LP No. 1 | |
| Common Stock | holding | — | — | — | 89,000 | I | The Todd Marshall Revocable Trust UAD 4/1/03 | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust | |
| Common Stock | holding | — | — | — | 6,570 | I | Jessica L. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 6,570 | I | Alexis V. Marshall Trust 12/27/1996 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.39 to $38.44, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.