SEC Form 4 · accession 0001212545-15-000215
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Nafees Nagy
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2015 | G | 5,000 | $0.00 | D | 0 | D | |
| Common Stock | Jul 2, 2015 | G | 5,000 | $0.00 | A | 39,860 | I | Sajan Star IV LLC |
| Common StockF2 | Oct 30, 2015 | S | 5,648 | $36.1077 | D | 34,212 | I | Sajan Star IV LLC |
| Common StockF2 | Oct 30, 2015 | S | 5,552 | $36.1077 | D | 9,249 | I | Sunset Property Group LLC |
| Common StockF3 | Nov 2, 2015 | S | 9,411 | $36.1796 | D | 24,801 | I | Sajan Star IV LLC |
| Common StockF3 | Nov 2, 2015 | S | 9,249 | $36.1796 | D | 0 | I | Sunset Property Group LLC |
| Common Stock | holding | — | — | — | 360,358 | I | Sajan Alliance, LLC | |
| Common Stock | holding | — | — | — | 11,886 | I | Nagy Perpetual Trust | |
| Common Stock | holding | — | — | — | 11,885 | I | AJN Perpetual Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 2, 2015, the reporting person transferred 5,000 shares to Sajan Star IV LLC.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.57 to $36.44, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.47, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.