SEC Form 4 · accession 0001212545-15-000203
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Sande III
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 22, 2015 | M | 5,000 | $7.61 | A | 34,873 | D | |
| Common Stock | Oct 22, 2015 | S | 5,000 | $34.50 | D | 29,873 | D | |
| Common Stock | holding | — | — | — | 82,945 | I | G & J Sande Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.61 | Oct 22, 2015 | M | 5,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 5,000 | 0 | D |