SEC Form 4 · accession 0001212545-15-000193
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Marshall
Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2015 | J | 31,898 | $0.00 | D | 153,826 | I | The Arthur Marshall Family 1993 Irrevocable Trust |
| Common Stock | Sep 4, 2015 | J | 15,949 | $0.00 | A | 15,949 | I | Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 |
| Common Stock | holding | — | — | — | 51,846 | D | ||
| Common Stock | holding | — | — | — | 30,000 | I | The J&A Educational Family LP No. 1 | |
| Common Stock | holding | — | — | — | 545,404 | I | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 28,471 | I | The Todd Marshall Revocable Family Trust dated 4/13/00 | |
| Common Stock | holding | — | — | — | 89,000 | I | The Todd Marshall Revocable Trust UAD 4/1/03 | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust | |
| Common Stock | holding | — | — | — | 6,570 | I | Jessica L. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 6,570 | I | Alexis V. Marshall Trust 12/27/1996 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F131,898 shares were transferred as consideration for a condominium purchased by the Arthur Marshall Family 1993 Irrevocable Trust, which condominium was 50% owned by the Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12. The number of shares transferred to the Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 in exchange for the condominium was based on an appraisal conducted at the time of the sale.