SEC Form 4 · accession 0001212545-15-000183
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Cady
Officer — EVP, California Administration
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2015 | M | 15,000 | $7.61 | A | 112,014 | D | |
| Common Stock | Jul 31, 2015 | S | 15,000 | $34.00 | D | 97,014 | D | |
| Common StockF1 | holding | — | — | — | 6,444 | I | 401K Plan | |
| Common Stock | holding | — | — | — | 9,644 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 3,805 | I | Spouse 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy) | $7.61 | Jul 31, 2015 | M | 15,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 7/23/15.