SEC Form 4 · accession 0001212545-15-000170
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald D Snyder
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 5,000 | $7.61 | A | 27,860 | D | |
| Common StockF1 | Jun 10, 2015 | S | 5,000 | $34.1986 | D | 22,860 | D | |
| Common Stock | holding | — | — | — | 196,571 | I | The Snyder Family Trust 1989 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.61 | Jun 10, 2015 | M | 5,000 | D | Jan 30, 2013 | Jan 30, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.1401 to $34.22, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.