SEC Form 4 · accession 0001212545-15-000160

WESTERN ALLIANCE BANCORPORATION · WAL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jun 3, 2015

Accepted (ET)

Jun 5, 2015 · 7:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001212545

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2007	G	5,000	$0.00	D	136,969	D
Common Stock^F1	Feb 28, 2007	G	455	$0.00	A	455	I	By son
Common Stock^F2	Jun 3, 2015	S	455	$32.60	D	0	I	Ryan's Education, L.L.C.
Common Stock	Jun 3, 2015	M	20,000	$7.61	A	156,969	D
Common Stock^F3	Jun 3, 2015	S	20,000	$32.5229	D	136,969	D
Common Stock^F4	holding	—	—		—	5,193	I	401K Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Right to buy)	$7.61	Jun 3, 2015	M	20,000	D	Jan 30, 2013	Jan 30, 2016	Common Stock	20,000	0	D

F1Reflects the portion of the shares gifted on such date that were transferred to the reporting person's minor son, who shared the reporting person's household.
F2On November 23, 2009, the reporting person's son transferred 455 shares to Ryan's Education, L.L.C., of which the reporting person is the managing member.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.57, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4Reflects shares held in the 401K Plan to include employer match as of 5/28/15.