SEC Form 3 · accession 0001140361-18-032173
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Klaus Oestermann
Officer — President, COO · Director
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,400 | D |
Table II — derivative securities
No Table II lines on this filing.