SEC Form 4 · accession 0001140361-18-001488
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D Feiber
Director
Period of report
Dec 11, 2017
Accepted (ET)
Jan 9, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | A | 42 | $0.00 | A | 2,776 | D | |
| Common StockF2 | holding | — | — | — | 1,699 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). 50% of the RSUs will vest on December 31, 2017 and the remaining 50% will vest on March 31, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Held by the Feiber-Buhr Family Trust, of which the Reporting Person and his wife are the sole trustees.