SEC Form 4 · accession 0001140361-17-019791
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Wallace
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2017 | A | 209 | $0.00 | A | 209 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 31, 2017. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.