SEC Form 4/A · accession 0001140361-17-009241
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric Hahn
Director · Other
Period of report
Feb 21, 2017
Accepted (ET)
Feb 24, 2017 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 21, 2017 | S | 3,549 | $83.0283 | D | 125,501 | D | |
| Common StockF1,F3 | Feb 21, 2017 | S | 39,741 | $83.6877 | D | 85,760 | D | |
| Common StockF1,F2,F3 | Feb 21, 2017 | S | 951 | $83.028 | D | 212,767 | I | By Family Trust |
| Common StockF1,F2,F3 | Feb 21, 2017 | S | 10,759 | $83.6874 | D | 202,008 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares sold was incorrectly reported in the original Form 4 due to broker administrative error.
- F2The weighted average sales price per share was incorrectly reported in the original Form 4 due to broker administrative error.
- F3The amount of securities beneficially owned was incorrectly reported in the original Form 4 due to broker administrative error.