SEC Form 4 · accession 0001140361-16-071618
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D Feiber
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $63.09 | Jun 30, 2016 | A | 5,940 | A | — | Jun 30, 2026 | Common Stock | 5,940 | 5,940 | D |
| Non-qualified Stock Option (right to buy)F2 | $63.09 | Jun 30, 2015 | A | 1,449 | A | — | Jun 30, 2026 | Common Stock | 1,449 | 1,449 | D |
Explanation of responses
- F1The stock option will vest as to 100% of the shares on May 26, 2017.
- F2The stock option vests as to 1/4th of the total number of shares on June 30, 2016 and an additional 1/4th of the total number of shares on each quarterly anniversary thereafter.