SEC Form 4 · accession 0001140361-15-026657
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Hahn
Director · Other
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 2,894 | $0.00 | A | 203,164 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Trust 1 | |
| Common StockF3 | holding | — | — | — | 20,000 | I | By Trust 2 | |
| Common StockF4 | holding | — | — | — | 213,718 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 8, 2016. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Shares directly held by the Evan Matthew Hahn Trust, U/A DTD 3/14/1996, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F3Shares directly held by the Jeremy Stephen Hahn Trust, U/A DTD 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F4Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.