SEC Form 4 · accession 0001140361-15-026655
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D Feiber
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $63.67 | Jun 30, 2015 | A | 5,151 | A | — | Jun 30, 2025 | Common Stock | 5,151 | 5,151 | D |
| Non-qualified Stock Option (right to buy)F2 | $63.67 | Jun 30, 2015 | A | 1,256 | A | — | Jun 30, 2025 | Common Stock | 1,256 | 1,256 | D |
Explanation of responses
- F1The stock option will vest as to 100% of the shares on June 8, 2016.
- F2The stock option will vest as to 1/4th of the total number of shares on June 30, 2015 and an additional 1/4th of the total number of shares on each quarterly anniversary thereafter.