SEC Form 4 · accession 0001140361-15-010977
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F Garn
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 12,000 | $22.53 | A | 12,000 | D | |
| Common Stock | Mar 6, 2015 | S | 12,000 | $55.693 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $22.53 | Mar 6, 2015 | M | 12,000 | D | — | Jun 9, 2023 | Common Stock | 12,000 | 25,500 | D |
Explanation of responses
- F1The stock option is immediately exercisable in full.