SEC Form 4 · accession 0001140361-15-001125
PROOFPOINT INC · PFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Hahn
Director · Other
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 6, 2015 | S | 12,700 | $46.8276 | D | 372,272 | D | |
| Common StockF2,F4 | Jan 6, 2015 | S | 2,300 | $47.9025 | D | 369,972 | D | |
| Common StockF2,F5,F6 | Jan 6, 2015 | S | 9,000 | $46.8963 | D | 31,000 | I | By Trust 1 |
| Common StockF2,F7,F6 | Jan 6, 2015 | S | 1,000 | $47.9616 | D | 30,000 | I | By Trust 1 |
| Common StockF2,F8,F9 | Jan 6, 2015 | S | 8,300 | $46.9133 | D | 31,700 | I | By Trust 2 |
| Common StockF2,F10,F9 | Jan 6, 2015 | S | 1,700 | $47.8466 | D | 30,000 | I | By Trust 2 |
| Common StockF11 | holding | — | — | — | 213,718 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 7, 2014.
- F10Represents the weighted average sales price per share. The shares sold at prices ranging from $47.74 to $48.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F11Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $46.42 to $47.275 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents the weighted average sales price per share. The shares sold at prices ranging from $47.64 to $48.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Represents the weighted average sales price per share. The shares sold at prices ranging from $46.37 to $47.36 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F6Shares directly held by the Evan Matthew Hahn Trust, U/A DTD 3/14/1996, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F7Represents the weighted average sales price per share. The shares sold at prices ranging from $47.90 to $48.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F8Represents the weighted average sales price per share. The shares sold at prices ranging from $46.42 to $47.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F9Shares directly held by the Jeremy Stephen Hahn Trust, U/A DTD 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.