SEC Form 4 · accession 0001209191-15-052927
CONNECTURE INC · CNXR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam B. Dolder
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 10, 2015 | J | 1,375,733 | $0.00 | D | 4,127,232 | I | By GPP-Connecture LLC |
| Common Stock | Jun 10, 2015 | J | 28,533 | $0.00 | A | 28,533 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the issuer's common stock distributed pro rata by GPP - Connecture, LLC to its members.
- F2Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Reporting person is a managing director and a member of the investment committee of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Reporting person may therefore be deemed to have voting and dispositive power over the shares held by GPPC, and disclaims beneficial ownership of the shares held by GPPC, except to the extent of any pecuniary interest therein.