SEC Form 4 · accession 0001209191-15-037889
CONNECTURE INC · CNXR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Sockel
Officer — Executive VP, Strat & Corp Dev
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | A | 7,500 | $0.00 | A | 10,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $11.37 | Apr 29, 2015 | A | 22,500 | A | — | Apr 29, 2025 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1This option will vest and become exercisable with respect to one-third (1/3) of the granted shares on July 1, 2016 and with respect to one thirty-sixth (1/36th) of the granted shares on the first day of each calendar month thereafter.