SEC Form 4 · accession 0000899243-16-019120
CONNECTURE INC · CNXR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David A Jr/ky Jones
Director
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211759
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF3,F1,F2 | — | May 2, 2016 | P | 2,000 | D | May 2, 2016 | — | Common Stock | 444,444 | 2,000 | I |
Explanation of responses
- F1The Series A Convertible Preferred Stock is convertible into Common Stock at a rate equal to (i) the sum of (a) the original purchase price ($1,000 per share) plus (b) all accrued and unpaid dividends thereon up to but not including the conversion date, divided by (ii) the conversion price of the Common Stock at such time, which initially is $4.50 per share, subject to customary anti-dilution adjustments.
- F2The Series A Convertible Preferred Stock has no expiration date.
- F3Shares held directly by Chrysalis Ventures II, L.P. ("Chrysalis"), of whose board reporting person is a member and may therefore be deemed to share voting and dispositive power over the shares held by Chrysalis. Reporting person disclaims beneficial ownership of the shares held by Chrysalis except to the extent of any pecuniary interest therein.