SEC Form 4 · accession 0000899243-15-004617
CONNECTURE INC · CNXR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett S. Carlson
Director · Other
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2015 | A | 9,720 | $0.00 | A | 17,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.79 | Sep 4, 2015 | A | 90,000 | A | — | Sep 4, 2025 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1This option will vest and become exercisable with respect to one-third (1/3) of the granted shares on September 4, 2016, one-third (1/3) of grated shares on September 4, 2017 and the remaining one-third (1/3) on September 4, 2018.