SEC Form 4 · accession 0001179110-18-010928
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Worthington
Officer — President and COO
Period of report
Aug 25, 2018
Accepted (ET)
Aug 27, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 25, 2018 | F | 8,493 | $5.36 | D | 268,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.
- F2Includes 218,682 shares of common stock and 50,000 shares of restricted stock which vest on August 22, 2019.