SEC Form 4 · accession 0001179110-18-009072
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faeth Bradley
Officer — EVP, Human Resources
Period of report
Jun 26, 2018
Accepted (ET)
Jun 27, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 26, 2018 | S | 33,000 | $5.07 | D | 99,504 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017.
- F2Includes 63,882 shares of common stock; 7,811 vested deferred stock units; 613 deferred stock units which vest on August 31, 2018; 822 deferred stock units which vest on August 31, 2020; 6,376 deferred stock units which vest on March 20, 2021; and 20,000 shares of restricted stock which vest on August 22, 2019.