SEC Form 4 · accession 0001179110-18-008851
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Egan
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 20, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | — | Jun 12, 2018 | A | 20,581 | A | — | — | Common Stock | 20,581 | 86,458 | D |
Explanation of responses
- F1On June 12, 2018, the reporting person was awarded deferred stock units which vest on June 1, 2019. The reporting person has elected to defer the receipt of shares. Each deferred stock unit is the economic equivalent of one share of New York & Company, Inc. common stock.
- F2Includes 65,877 vested deferred stock units and 20,581 deferred stock units which vest on June 1, 2019.