SEC Form 4 · accession 0001179110-18-008846
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grace Nichols
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 20, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2018 | A | 36,319 | $4.13 | A | 374,815 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 12, 2018, the reporting person was awarded restricted stock which vests on June 1, 2019.
- F2Includes 338,496 shares of common stock and 36,319 shares of restricted stock which vest on June 1, 2019.