SEC Form 4 · accession 0001179110-18-008667
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grace Nichols
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2018 | S | 20,500 | $4.17 | D | 338,496 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock and performance-based restricted stock.
- F2Includes 338,496 shares of common stock.