SEC Form 4 · accession 0001179110-18-005550
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur E Reiner
Director
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 6, 2018 | S | 10,529 | $4.00 | D | 188,763 | I | Arthur Reiner Revocable Trust |
| Common StockF2 | Apr 9, 2018 | S | 57,711 | $4.20 | D | 131,052 | I | Arthur Reiner Revocable Trust |
| Common StockF2,F3 | Apr 10, 2018 | S | 6,760 | $4.08 | D | 124,292 | I | Arthur Reiner Revocable Trust |
| Common StockF1 | holding | — | — | — | 22,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 22,388 shares of restricted stock which vest on June 1, 2018.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2017.
- F3Represents common stock indirectly beneficially owned by the reporting person.