SEC Form 4/A · accession 0001179110-18-004786

RTW Retailwinds, Inc. · RTW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Jun 20, 2017

Accepted (ET)

Mar 23, 2018 · 8:38 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001211351

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 20, 2017	A	11,194	$1.34	A	11,194	D
Common Stock^F3,F4	Jun 20, 2017	A	11,194	$0.00	A	22,388	D
Common Stock^F5	holding	—	—		—	134,363	I	Bodil Arlander Revocable Trust

No Table II lines on this filing.

F1This is an amended filing to a Form 4 filed on June 22, 2017, which reported 114,496 shares of common stock as directly held by the reporting person as opposed to indirectly held in the Bodil Arlander Revocable Trust where it is now properly reported.
F2As previously reported, on June 20, 2017, the reporting person was awarded restricted stock which vests on June 1, 2018.
F3As previously reported, on June 20, 2017, the reporting person was granted an award of performance-based restricted stock that vests subject to the Company achieving target operating income for the period July 30, 2017 through February 3, 2018 ("Fall 2017") and continuation as a member of the Company's Board of Directors through June 1, 2018. Any earned shares will vest on June 1, 2018. All 11,194 performance-based shares will be cancelled if the Company does not achieve the target operating income goal for Fall 2017.
F4Includes 11,194 shares of restricted stock which vest on June 1, 2018 and 11,194 shares of performance-based restricted stock as described in footnote (3).
F5Represents common stock indirectly beneficially owned by the reporting person.