SEC Form 4 · accession 0001179110-18-004738
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miki R. Berardelli
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2018 | A | 5,474 | $2.74 | A | 5,474 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 20, 2018, the reporting person was awarded restricted stock in connection with her recent appointment to the Company's board of directors. The restricted stock vests as follows: 1,806 shares on March 20, 2019; 1,806 shares on March 20, 2020; and 1,862 shares on March 20, 2021.
- F2Represents 1,806 shares of restricted stock which vests on March 20, 2019; 1,806 shares of restricted stock which vests on March 20, 2020; and 1,862 shares of restricted stock which vests on March 20, 2021.