SEC Form 4 · accession 0001179110-17-013816
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Worthington
Officer — President and COO
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2017 | F | 92,425 | $1.62 | D | 273,775 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.
- F2Includes 198,775 shares of common stock, 25,000 shares of restricted stock which vest on August 25, 2018, and 50,000 shares of restricted stock which vest on August 22, 2019.