SEC Form 4 · accession 0001179110-17-000990
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grace Nichols
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 18, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2017 | P | 10,000 | $2.21 | A | 303,026 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 17, 2017, the Reporting Person purchased shares of common stock.
- F2Includes 253,358 shares of common stock and 49,668 shares of restricted stock which vest on June 1, 2017.