SEC Form 4 · accession 0001179110-17-000970
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Worthington
Officer — President and COO
Period of report
Jan 13, 2017
Accepted (ET)
Jan 17, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 13, 2017 | P | 11,500 | $2.22 | A | 356,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 13, 2017, the Reporting Person purchased shares of common stock.
- F2Includes 31,200 shares of common stock, 250,000 shares of restricted stock which vest on November 3, 2017, 25,000 shares of restricted stock which vest on August 25, 2018, and 50,000 shares of restricted stock which vest on August 22, 2019.