SEC Form 4 · accession 0001179110-16-029127
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faeth Bradley
Officer — EVP, Human Resources
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 26, 2016 | F | 4,517 | $2.15 | D | 107,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.
- F2Includes 79,972 shares of common stock; 3,191 vested deferred stock units; 401 deferred stock units which vest on August 31, 2016; 2,177 deferred stock units which vest on April 30, 2017; 613 deferred stock units which vest on August 31, 2018; and 21,613 shares of restricted stock which vest on August 25, 2017.