SEC Form 4 · accession 0001179110-16-026825
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christy Haubegger
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 21, 2016 | A | 19,867 | $1.51 | A | 25,021 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 21, 2016, the reporting person was awarded restricted stock which vests on June 1, 2017.
- F2Represents 1,700 shares of restricted stock which vest on May 17, 2017; 19,867 shares which vest on June 1, 2017; 1,700 shares of restricted stock which vest on May 17, 2018; and 1,754 shares of restricted stock which vest on May 17, 2019.