SEC Form 4 · accession 0001179110-16-026822
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur E Reiner
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2016 | A | 19,867 | $1.51 | A | 19,867 | D | |
| Common StockF2 | holding | — | — | — | 179,425 | I | Arthur Reiner Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 21, 2016, the reporting person was awarded restricted stock which vests on June 1, 2017.
- F2Represents common stock owned by the Arthur Reiner Revocable Trust. The reporting person disclaims beneficial ownership of the shares owned by the Arthur Reiner Revocable Trust, except to the extent of his pecuniary interest therein.