SEC Form 4 · accession 0001179110-16-026820
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Egan
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | — | Jun 21, 2016 | A | 19,867 | A | — | — | Common Stock | 19,867 | 43,489 | D |
Explanation of responses
- F1On June 21, 2016, the reporting person was awarded deferred stock units which vest on June 1, 2017. The reporting person has elected to defer the receipt of shares. Each deferred stock unit is the economic equivalent of one share of New York & Company, Inc. common stock.
- F2Includes 23,622 vested deferred stock units and 19,867 deferred stock units which vest on June 1, 2017.