SEC Form 4 · accession 0001179110-16-026314
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur E Reiner
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 7, 2016 | J | 23,622 | $0.00 | D | 0 | D | |
| Common StockF1,F3 | Jun 7, 2016 | J | 23,622 | $0.00 | A | 179,425 | I | Arthur Reiner Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon the vesting of 23,622 shares of restricted stock on June 1, 2016, this transaction represents the subsequent transfer of 23,622 shares of common stock from direct to indirect ownership on June 7, 2016.
- F2The reporting person does not directly beneficially own any non-derivative or derivative securities of the Issuer.
- F3Represents common stock owned by the Arthur Reiner Revocable Trust. The reporting person disclaims beneficial ownership of the shares owned by the Arthur Reiner Revocable Trust, except to the extent of his pecuniary interest therein.