SEC Form 4 · accession 0001179110-15-011917
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Greeley
Director
Period of report
May 19, 2015
Accepted (ET)
Aug 7, 2015 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2015 | A | 6,122 | $2.45 | A | 6,122 | D | |
| Common StockF2,F3 | Jun 18, 2015 | A | 23,622 | $2.54 | A | 29,744 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 19, 2015, the reporting person was awarded restricted stock which vests as follows: 2,020 shares on May 19, 2016; 2,020 shares on May 19, 2017; and 2,082 shares on May 19, 2018.
- F2As previously reported, on June 18, 2015, the reporting person was awarded restricted stock which vests on June 1, 2016.
- F3Represents 2,020 shares of restricted stock which vest on May 19, 2016; 2,020 shares of restricted stock which vest on May 19, 2017; 2,082 shares of restricted stock which vest on May 19, 2018; and 23,622 shares of restricted stock which vest on June 1, 2016.