SEC Form 4 · accession 0001179110-15-010155
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grace Nichols
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StcokF1,F2 | Jun 18, 2015 | A | 59,055 | $2.54 | A | 243,358 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 18, 2015, the reporting person was awarded restricted stock which vests on June 1, 2016.
- F2Includes 184,303 shares of common stock and 59,055 shares of restricted stock which vest on June 1, 2016.