SEC Form 4 · accession 0001179110-15-006467
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheamus Toal
Officer — EVP and CFO
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2015 | F | 7,233 | $2.71 | D | 218,106 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon vesting of restricted stock.
- F2Includes 81,808 shares of common stock; 25,294 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 1,818 deferred stock units which vest on August 21, 2016; 8,864 deferred stock units which vest on March 13, 2017; 14,097 shares of restricted stock which vest on August 26, 2016; 21,613 shares of restricted stock which vest on August 25, 2017; and 50,000 shares of restricted stock which vest on October 22, 2016.