SEC Form 4 · accession 0001179110-15-006466
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Scott
Officer — Chief Executive Officer · Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2015 | F | 41,220 | $2.71 | D | 598,780 | D | |
| Common StockF2,F3 | Apr 16, 2015 | D | 330,000 | $0.00 | D | 268,780 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon vesting of restricted stock.
- F2Represents the cancellation of 330,000 shares of performance-based restricted stock.
- F3Includes 68,780 shares of common stock; 100,000 shares of restricted stock which vest on August 26, 2016 and 100,000 shares of restricted stock which vest on August 25, 2017.