SEC Form 4 · accession 0001179110-15-005781
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Scott
Officer — Chief Executive Officer · Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2015 | P | 10,000 | $2.52 | A | 640,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2015, the Reporting Person purchased shares of common stock.
- F2Includes 10,000 shares of common stock; 100,000 shares of restricted stock which vest on August 26, 2016; 100,000 shares of restricted stock which vest on April 16, 2015; 100,000 shares of restricted stock which vest on August 25, 2017; and 330,000 shares of performance based restricted stock which vest ratably over a three-year period subject to the reporting person's continued employment and the Company achieving operating income for fiscal year 2014 within the approved minimum and target operating income levels.