SEC Form 4 · accession 0001179110-15-005770
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Worthington
Officer — President and COO
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2015 | P | 12,500 | $2.52 | A | 262,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2015, the Reporting Person purchased shares of common stock.
- F2Includes 12,500 shares of common stock and 250,000 shares of restricted stock which vest on November 3, 2017.