SEC Form 4 · accession 0001179110-15-005604
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheamus Toal
Officer — EVP and CFO
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | P | 11,600 | $2.34 | A | 224,939 | D | |
| Common StockF1,F2 | Mar 30, 2015 | P | 400 | $2.40 | A | 225,339 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 27, 2015 and March 30, 2015, the Reporting Person purchased shares of common stock.
- F2Includes 69,041 shares of common stock; 25,294 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 1,818 deferred stock units which vest on August 21, 2016; 8,864 deferred stock units which vest on March 13, 2017; 20,000 shares of restricted stock which vest on April 16, 2015; 14,097 shares of restricted stock which vest on August 26, 2016; 21,613 shares of restricted stock which vest on August 25, 2017; and 50,000 shares of restricted stock which vest on October 22, 2016.