SEC Form 4 · accession 0001140361-18-013356
Star Equity Holdings, Inc. · STRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M. Lyons
Officer — CFO and CAO
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | A | 81,000 | $0.00 | A | 104,806 | D | |
| Common Stock | Mar 9, 2018 | F | 9,081 | $1.96 | D | 95,725 | D | |
| Common StockF3 | holding | — | — | — | 17,854 | I | By 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 25 | I | By Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted March 9, 2017 to the reporting person under the Hudson Global, Inc. 2009 Incentive Stock and Awards Plan for which the performance conditions to vesting were satisfied as of March 9, 2018. The restricted shares are subject to time-based vesting conditions that vest 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.
- F2Reflects payment of tax liability by withholding shares of stock incident to vesting of restricted stock.
- F3Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
- F4Balance reflects the reporting person's holdings in the Hudson Global, Inc. Employee Stock Purchase Plan as of the date of this filing.