SEC Form 4 · accession 0001140361-16-076996
Star Equity Holdings, Inc. · STRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M. Lyons
Officer — CFO and CAO
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | F | 5,637 | $1.84 | D | 23,806 | D | |
| Common StockF2 | holding | — | — | — | 18,266 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 25 | I | By Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $14.53 | holding | — | — | — | — | May 5, 2016 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Reflects payment of tax liability by withholding shares of stock incident to vesting of restricted stock previously issued.
- F2Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
- F3Balance reflects the reporting person's holdings in the Hudson Global, Inc. Employee Stock Purchase Plan as of the date of this filing.
- F4Grant to reporting person of option to buy shares of common stock under the Hudson Global, Inc. Long Term Incentive Plan. The option vested and became exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, 75% after 3rd anniversary, and 100% after 4th anniversary.