SEC Form 4 · accession 0000921895-19-000721
Star Equity Holdings, Inc. · STRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson Global, Inc.
Officer — CFO and CAO
Period of report
Mar 9, 2019
Accepted (ET)
Mar 12, 2019 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2019 | F | 9,080 | $1.55 | D | 86,645 | D | |
| Common StockF2 | holding | — | — | — | 16,818 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 25 | I | By Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 9, 2017, 81,000 restricted share units were granted to the reporting person under the Hudson Global, Inc. 2009 Incentive Stock and Awards Plan, as amended and restated, for which the performance conditions to vesting were satisfied as of March 9, 2018 and reported in a Form 4 filed with the Securities and Exchange Commission on March 13, 2018. The restricted share units are also subject to time-based vesting conditions that vest 1/3 on the first anniversary of the date of the grant, 1/3 on the second anniversary of the date of the grant and 1/3 on the third anniversary of the date of the grant. The first 1/3 vested on March 9, 2018 as reported in a Form 4 filed with the Securities and Exchange Commission. The second 1/3 of the restricted share units vested on March 9, 2019. This Form 4 reflects payment of the tax liability by withholding shares of stock incident to vesting such restricted share units.
- F2Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
- F3Balance reflects the reporting person's holdings in Hudson Global, Inc. Employee Stock Purchase Plan as of the date of this filing.