SEC Form 4 · accession 0000921895-18-001206
Star Equity Holdings, Inc. · STRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey E. Eberwein
Officer — Chief Executive Officer · Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 4, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2018 | J | 125,000 | $0.00 | D | 0 | I | By Separately Managed Account |
| Common Stock | holding | — | — | — | 1,005,054 | D | ||
| Common StockF3 | holding | — | — | — | 7,458 | I | By Lone Star Value Investors GP, LLC | |
| Share UnitsF4 | holding | — | — | — | 259,567 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares held in an account (the "Separately Managed Account I") separately managed by Lone Star Value Management, LLC ("Lone Star Value Management") were transferred to the owner of the Separately Managed Account I.
- F2Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value GP, may be deemed to beneficially own the shares owned directly by Lone Star Value GP for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4Share Units are payable only in Common Stock after a director's Separation from Service. Each Share Unit is the economic equivalent of one share of Common Stock.